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Aug 6, 2026

Wintermute registers as SEC broker-dealer for US securities trading

Crypto liquidity provider Wintermute's New York subsidiary registered as a broker-dealer with the SEC and FINRA, enabling it to trade stocks, options, and crypto ETFs in US securities markets.

Aug 6, 2026·2 sources
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May 21, 2026

Prometheum Executes First Ethereum Trades After Nearly Decade-Long Regulatory Process

Prometheum has opened Ethereum trading using an SEC- and FINRA-approved special-purpose broker-dealer license after nearly 10 years of regulatory preparation, marking a milestone in regulated crypto trading infrastructure.

May 21, 2026·1 source
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Top claims

  • ▪On August 6, 2026, Wintermute announced that its New York-based subsidiary, Wintermute USA LLC, registered as a broker-dealer with the Securities and Exchange Commission.
  • ▪The SEC registration allows Wintermute, a leading global cryptocurrency liquidity provider, to operate directly on traditional Wall Street financial rails.
  • ▪The registration of Wintermute USA LLC as a broker-dealer marks a significant step in bringing a major cryptocurrency liquidity provider under US federal securities regulation.

Topics

Institutional crypto adoptionCrypto regulationSecurities vs. commoditiesCrypto market structureBitcoin ETFs
Ethereum
Crypto exchanges

Related entities

United StatesNew YorkEthereum

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